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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-07 |
| NC | RA | APPROVED | 2006-08-02 |
Branch Locations
4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Charlotte | NC | 07/2006 | Present |
1) Notary business; 4064 Colony Road, Charlotte, NC 28211; start date 9/25/2001; I don't use my notary outside of Janney. My seal stays in my office. I never charge for notarizing anything; Investment related 2) Charlotte Economics Club, Charlotte, NC. Board Member (01/2007) - Governance, planning and maintenance. Not compensated, not investment related, 4 hours/month. 3. Camp Rockmont, owned by Lake Eden Preserve, LLC., Black Mountain, NC. Board of Directors Member (05/1997) - Help with high level governance and direction of Camp Rockmont and the surrounding properties. Not compensated, investment related, 8 hours/month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-09-08 |
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