Roger Stephen Marks

Current Employers

Employment History

• 05/1983 → Present
  Mml Investors Services, Llc
  Maitland, FL
• 12/1976 → Present
  Massmutual Life Insurance Company
  Maitland, FL

Other Businesses

1) Name: ROGER S MARKS & LEGACY FINANCIAL GROUP, INV REL:Y ADDR:131 SOUTH NEW YORK AVENUE, WINTER PARK, FL 32789 NATURE:INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION:SALES/AGENT START:1976 NO HR/MO:10 NO HR/MO DUR TRADING:10. 2) ROGER S MARKS & LEGACY FINANCIAL GROUP, INV REL:Y ADDR:131 SOUTH NEW YORK AVENUE, WINTER PARK, FL 32789 32751 NATURE:INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION:SALES/AGENT START:01/01/1976 NO HR/MO:10 NO HR/MO DUR TRADING:10. 3) NAME:LEGACY REAL ESTATE GROUP LLC INV REL:Y ADDR:131 SOUTH NEW YORK AVENUE, WINTER PARK, FL 32789 NATURE:REAL ESTATE POSITION:OWNER START:2012 NO HR/MO:10 NO HR/MO DUR TRADING:10. 4) NAME: LEGACY HOSPITALITY GROUP, LLC INV REL: Y ADDR: 2425 N. MiLWAUKEE 2ND FLR CHICAGO IL 60647 NATURE: ACCOUNTING ALL FINANCES BOOKS ETC. POSITION: MANAGING MEMBER START: 2014 NO HR/MO: 10 NO HR/MO DUR TRADING: 10 5) NAME:FORT WORTH MASON HEIGHTS LLC, INV REL:Y ADDR: 203 W WALL ST MIDLAND, TX 79701 NATURE:REAL ESTATE POSITION:SALES/AGENT/PARTNER START:1/1/2005 NO HR/MO:1 NO HR/MO DUR TRADING:0. 6) NAME: WELCOME BACK, LLC INV REL:Y ADDR:2423 W MILWAUKEE AVE CHICAGO IL 60647 NATURE:RESTAURANT/BAR WORK, POSITION; MANAGING PARTNER START:09/2020 NO HR/MO:2 NO HR/MO DUR TRADING:2. 7) NAME:SKRAM HOLDING COMPANY LLC, INV REL:Y ADDR: 131 SOUTH NEW YORK AVENUE, WINTER PARK, FL 32789 NATURE:REAL ESTATE POSITION:MANAGING MEMBER, START:11/18/2020 NO HR/MO:2 NO HR/MO DUR TRADING:2. 8) NAME: MARKS REAL ESTATE, INV REL:Y ADDR: 131 SOUTH NEW YORK AVENUE, WINTER PARK, FL 32789, NATURE: REAL ESTATE RENTALS (2 TOWNHOMES) POSITION:OWNER, START: APRIL 2020, NO HR/MO:1 NO HR/MO DUR TRADING:1, DUTIES:RENTING TOWNHOMES. 9) NAME: SKRAM SHACK GARAGE, LLC, INV REL:Y ADDR: 131 SOUTH NEW YORK AVENUE, WINTER PARK, FL 32789 NATURE: THE LLC WILL OWN A RESIDENTIAL LOT, POSITION: MANAGING MEMBER START: 09/20/2023, NO HR/MO: 0 NO HR/MO DUR TRADING:0 DUTIES: IT WILL JUST OWN A LOT. 10) NAME: THE VIG WEST LOOP LLC, INV REL:Y ADDR: 315 N CARPENTER STREET, CHICAGO IL 60607 NATURE:RESTAURANT BAR, POSITION: INVESTOR, START: 1/1/2024, NO HR/MO: 0 NO HR/MO DUR TRADING:0 DUTIES:NONE

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-02
• S63 Uniform Securities Agent State Law Examination
  1983-06-27