Robert Hall Lane

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 12/2017
  Royal Alliance Associates, Inc
  Indianapolis, IN
• 12/2017 → 05/2019
  Brokers International Financial Services, Llc
  Indianapolis, IN
• 05/2019 → Present
  Prudential Insurance Company Of America
  Indianapolis, IN
• 05/2019 → 11/2024
  Pruco Securities, Llc.
  Indianapolis, IN
• 11/2024 → Present
  Lpl Enterprise, Llc
  Indianapolis, IN

Previous Registrations

• 2019-10-30 → 2024-11-14
  Pruco Securities, Llc.
  Indianapolis, IN
  Indianapolis, IN
• 2017-12-04 → 2019-05-09
  Integrity Alliance, Llc.
  Indianapolis, IN
  Urbandale, IA
  Indianapolis, IN
• 2016-02-01 → 2017-12-05
  Osaic Wealth, Inc.
  Indianapolis, IN
  Indianapolis, IN
  Salem, SC
• 2015-01-30 → 2016-02-02
  Stonex Advisors Inc.
  Birmingham, AL
• 2013-03-01 → 2015-01-30
  Wrp Investments, Inc.
  Indianapolis, IN
  Youngstown, OH
• 2004-02-04 → 2013-03-15
  New England Securities
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1) 11/12/2024- Holy Spirit Catholic Church- Advisory duties. Serve as liaison between the Parish Business Office and the Parishioners- Not INV Related- Indianapolis, IN- Start Date 07/01/2014- 5hrs/mth- 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-08
• S63 Uniform Securities Agent State Law Examination
  1982-06-07

Other Names

• Bob Lane