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952 Echo Lane, Suite 312, Houston, TX 77024 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sequent Asset Management, Llc | Houston | TX | 09/2008 | Present |
OWNER OF HARTZELL, LLC - FINRA ARBITRATOR AND CFA GRADER. TIME SPENT - APPROXIMATELY 3 WEEKS PER YEAR. OWNER OF HART.HOFF, LLC. TIME SPENT - LESS THAN 1 HOUR PER YEAR.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-05-16 |
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