Timothy Shawn Hartzell

Employer firm

Sequent Asset Management, LLC CRD 148194

$1.06B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → Present
  Sequent Asset Management, Llc
  Houston, TX

Previous Registrations

• 2007-12-14 → 2008-11-14
  Legacy Asset Management, Inc.
  Houston, TX
• 2001-11-16 → 2002-10-28
  Allspring Global Investments, Llc
  Houston, TX

Other Businesses

OWNER OF HARTZELL, LLC - FINRA ARBITRATOR AND CFA GRADER. TIME SPENT - APPROXIMATELY 3 WEEKS PER YEAR. OWNER OF HART.HOFF, LLC. TIME SPENT - LESS THAN 1 HOUR PER YEAR.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-05-16

Designations

• Chartered Financial Analyst