Gregory Allyn Eisert

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-07-24
AK	RA	APPROVED	2006-12-04

TX RA
APPROVED

Since 2014-07-24
AK RA
APPROVED

Since 2006-12-04

Branch Locations

Anchorage, AK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Insurance Sales	Anchorage	AK	01/2005	Present
Lpl Financial Llc	Anchorage	AK	12/2006	Present

01/2005 → Present

Independent Insurance Sales

Anchorage, AK
12/2006 → Present

Lpl Financial Llc

Anchorage, AK

Previous Registrations

2002-09-18 → 2006-12-05

Raymond James Financial Services, Inc.

Anchorage, AK
2002-08-05 → 2002-09-03

Thrivent Investment Management Inc.

Anchorage, AK
1998-05-26 → 2002-08-05

Lutheran Brotherhood Securities Corp.

Anchorage, AK

Other Businesses

1. 12/04/2006 - DBA ONLY - ALASKA FINANCIAL GROUP - ANCHORAGE, AK. 2. 04/18/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 04/08/2022 - 10 Hours Per Month/ 1 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-02-24
S63	Uniform Securities Agent State Law Examination	1981-06-12

S65 Uniform Investment Adviser Law Examination

1998-02-24
S63 Uniform Securities Agent State Law Examination

1981-06-12

Designations

Chartered Financial Consultant

View on SEC IAPD