Albert Kwok Foo Li

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 10/2016
  Lincoln Financial Securities Corporation
  Waltham, MA
• 10/2016 → Present
  Lpl Financial Llc
  Waltham, MA
• 10/2016 → Present
  Integrated Wealth Concepts Llc
  Waltham, MA

Previous Registrations

• 2009-03-13 → 2016-10-11
  Osaic Fa, Inc.
  Waltham, MA
  Fort Wayne, IN
  Waltham, MA
• 2007-03-12 → 2009-05-29
  Osaic Fs, Inc.
  Waltham, MA

Other Businesses

(1) 10/07/2016: Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 10/07/2016: No Business Name - Non-Variable Insurance - Investment Related - 300 Fifth Ave, 3rd floor, waltham, MA 02451 - Start 04/01/2012 - 8 Hr/Mo; 1 Hour(s) During Securities Trading; 5% Time Spent - Life, health, disability, fixed (3) 10/07/2016: Albert Li Financial Services - Business Entity For Tax/Investment Purposes Only - Investment Related - 855 Main St. Reading, MA 01867 - Start 09/28/2016 - 0 Hr/Mo (4) 10/25/2016: Integrated Wealth Concepts - Registered Investment Advisor Hybrid - DBA: (Hybrid) Integrated Wealth Concepts - Investment Related - 300 Fifth Ave. 3rd Floor Waltham, MA 02451 - 100% Time Spent - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 11/01/2016: Integrated Wealth Concepts - Registered Investment Advisor DBA - DBA: (Hybrid) Integrated Financial Partners - Investment Related - 300 Fifth Ave. 3rd Floor Waltham, MA 02451 - 100% Time Spent. (6) 9/25/2019 - First American Insurance Underwriters - Investment Related - 460 Hillside Ave., Needham, MA 02494 - Non-Variable Insurance - Independent Broker - Start Date: 07/01/2019 - 8 Hours Per Month/1 Hour During Securities Trading - Selling fixed life insurance and fixed annuity, disability income insurance and long-term care insurance only. (7) 9/25/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/01/2019 - 5 Hours Per Month During Securities Trading. (8) 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-12
• S63 Uniform Securities Agent State Law Examination
  1984-09-07

Designations

• Chartered Financial Consultant