David Lawrence Dewind

Current Employers

Sage, Rutty & Co., Inc.

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-18

NY RA
APPROVED

Since 2021-06-18

Branch Locations

100 Corporate Woods Suite 300, Rochester, NY 14623 • UNITED STATES

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sage Rutty & Co	Rochester	NY	01/2012	Present

01/2012 → Present

Sage Rutty & Co

Rochester, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-05
S63	Uniform Securities Agent State Law Examination	1984-09-25

S66 Uniform Combined State Law Examination

2007-06-05
S63 Uniform Securities Agent State Law Examination

1984-09-25

View on SEC IAPD

Current Employers

Sage, Rutty & Co., Inc.

Disclosures

Employment History

Exams

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