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Bulverde, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-17 |
| TX | RA | APPROVED_RES | 2012-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Up Capital Management, Inc. | Bulverde | TX | 06/2012 | Present |
| Harris Bay, Llc | Roseville | CA | 01/2015 | Present |
| Financial Time Traveler, Inc. | Granite Bay | CA | 06/2016 | 04/2018 |
1) 1/01/2023: REAL ESTATE RENTAL - INRS HOLDINGS REAL ESTATE RENTAL - 10% OF TIME SPENT - PLACER COUNTY, CA, SONOMA COUNTY, CA, PETALUMA, CA AND BEXARCOUNTY, TX (2) 1/12/2012: OTHER-BOOK SALES - BOOK AUTHOR - BOOK SALES OF "EXPOSING THE MYTHS OF FINANCIAL SUCCESS" BOOK AND "PHYSICIANS GUIDE TO WEALTH"BOOK. - 1% OF TIME SPENT. (3) 08/05/2014 - AC FINANCIAL/BAYER ENTERPRISE - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - BUSINESS ENTITY FORTAX/INVESTMENT PURPOSES ONLY - AC FINANCIAL/BAYER ENTERPRISE - TIME SPENT 4 HOURS PER MONTH - GRANITE BAY, CA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-06 |
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