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Anton James Bayer

Up Capital Management, Inc.

Bulverde, TX

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Current Employers
Up Capital Management, Inc.

Bulverde, TX • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-17
TX RA APPROVED_RES 2012-10-02
  • CA RA
    APPROVED
    Since 2025-11-17
  • TX RA
    APPROVED_RES
    Since 2012-10-02

Branch Locations

Bulverde, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Up Capital Management, Inc. Bulverde TX 06/2012 Present
Harris Bay, Llc Roseville CA 01/2015 Present
Financial Time Traveler, Inc. Granite Bay CA 06/2016 04/2018
  • 06/2012 → Present
    Bulverde, TX
  • 01/2015 → Present
    Harris Bay, Llc
    Roseville, CA
  • 06/2016 → 04/2018
    Financial Time Traveler, Inc.
    Granite Bay, CA
Previous Registrations
  • 2011-11-01 → 2014-12-31
    Granite Bay, CA
    San Diego, CA
    San Jose, CA
    Granite Bay, CA
  • 2009-08-27 → 2011-11-02
    Securities America Advisors, Inc.
    San Jose, CA
  • 2002-07-18 → 2009-12-31
    San Jose, CA
    San Jose, CA
    Cleveland, OH
  • 2002-05-01 → 2002-07-22
    Capital Management Investment Group
    San Jose, CA
Other Businesses

1) 1/01/2023: REAL ESTATE RENTAL - INRS HOLDINGS REAL ESTATE RENTAL - 10% OF TIME SPENT - PLACER COUNTY, CA, SONOMA COUNTY, CA, PETALUMA, CA AND BEXARCOUNTY, TX (2) 1/12/2012: OTHER-BOOK SALES - BOOK AUTHOR - BOOK SALES OF "EXPOSING THE MYTHS OF FINANCIAL SUCCESS" BOOK AND "PHYSICIANS GUIDE TO WEALTH"BOOK. - 1% OF TIME SPENT. (3) 08/05/2014 - AC FINANCIAL/BAYER ENTERPRISE - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - BUSINESS ENTITY FORTAX/INVESTMENT PURPOSES ONLY - AC FINANCIAL/BAYER ENTERPRISE - TIME SPENT 4 HOURS PER MONTH - GRANITE BAY, CA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-06
S63 Uniform Securities Agent State Law Examination 1986-08-06
  • S65 Uniform Investment Adviser Law Examination
    2000-01-06
  • S63 Uniform Securities Agent State Law Examination
    1986-08-06
Designations
Other Names
  • Anton J Bayer

View on SEC IAPD

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