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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-05-17
  • PA RA
    APPROVED
    Since 2024-05-17

Branch Locations

300 Mt. Lebanon Boulevard Ste. 2215, Pittsburgh, PA 15234 • United States

300 Mt Lebanon Blvd Ste 2215, Pittsburg, PA 15234 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Pittsburgh PA 07/2008 05/2024
Lpl Financial Llc Pittsburgh PA 05/2024 Present
  • 07/2008 → 05/2024
    Lincoln Financial Securities Corporation
    Pittsburgh, PA
  • 05/2024 → Present
    Pittsburgh, PA
Previous Registrations
  • 2012-04-24 → 2024-05-20
    Osaic Fs, Inc.
    Pittsburgh, PA
    Pittsburgh, PA
Other Businesses

1) 05/03/2024 - Daniel A. Mackey Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 80 Hours per month. 2) 05/03/2024 - Daniel A. Mackey CLU ChFC Financial Services - Non-Variable Insurance - Life Insurance - Selling: Life Insurance and Disability Insurance, Mutual Trust Life, AuguStar, Illinois Mutual, Lincoln Life - Investment related - 8 Hours per month - Start date: 04/01/1996.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-07-27
  • S63 Uniform Securities Agent State Law Examination
    1982-07-27
Designations

View on SEC IAPD

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