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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2007-07-27 |
Branch Locations
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2004-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Planning Associates, Inc. | Bedford | NH | 02/1980 | Present |
| Lpl Financial Llc | Bedford | NH | 07/2007 | Present |
(1) 07/19/2007 - No Business Name - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 5% - LTC, fixed annuities, life, and health. (2) 07/19/2007 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - NORTHEAST PLANNING ASSOCIATES INC - INV REL - AT REPORTED BUSINESS LOCATION(S) (3) 11/14/2007 - NORTHEAST PLANNING ASSOCIATES, INC. - REGISTERED INVESTMENT ADVISOR - INV REL - AT REPORTED BUSINESS LOCATION(S) - TIME SPENT 20% (4) 3/24/2016: Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/11/2015 - 20 Hours Per Month During Securities Trading - RIA provides financial planning for a fixed and/or hourly fee along with investment management. (5) 08/27/2024 - Evergreen Strategic Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/27/2024 - 160 Hours Per Month/ 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-09-28 |
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