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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-12 |
| RI | RA | APPROVED | 2017-03-25 |
Branch Locations
1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Worcester | MA | 01/2015 | 03/2017 |
| Mass Mutual Life Insurance Company | Boston | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Boston | MA | 03/2017 | Present |
Name: Herbert K. Daroff Attorney at Law Inv rel: N Add: Residential Address Nature: Legal Position: Attorney at Law Start date: 11/22/1979 No. HR/MO:1 No. HR/MO during sec trading: 0 Describe duties: Attorney at Law, Member of the MA and PA Bar..
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-10-07 |
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