Bruce Emery Carlson

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → 08/2017
  Williams Financial Group
  North Oaks, MN
• 12/2001 → Present
  Lake Johanna Fire Department
  Lake Johanna, MN
• 12/2003 → 08/2017
  Wfg Advisors, Lp
  North Oaks, MN
• 12/2003 → 08/2017
  Wfg Investments, Inc.
  North Oaks, MN
• 08/2017 → Present
  Kestra Advisory Services, Llc
  North Oaks, MN
• 08/2017 → Present
  Kestra Investment Services
  North Oaks, MN

Previous Registrations

• 2004-05-06 → 2017-08-24
  Wfg Advisors, Lp
  St. Paul, MN
• 2014-01-30 → 2014-10-28
  Carlson Asset Management
  North Oaks, MN

Other Businesses

Business Name: Carlson Asset Management Investment Related: Yes Address: 400 Village Center Drive North oaks MN 55127 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President of CAM Start Date: 8/24/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Interface with clients and manage their investment portfolios Business Name: Bruce Carlson Notary Investment Related: No Address: 400 village center drive north oaks MN 55127 Nature of Business: Other Other/None of the Above None Position, Title or Relationship: I am the notary. Start Date: 1/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I only notarize documents as needed Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President Start Date: 8/23/2017 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Manage and assist clients with security accounts and financial planning.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-05
• S63 Uniform Securities Agent State Law Examination
  1982-05-20

Designations

• Certified Financial Planner