Scott Anthony Mansfield

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

Current Employers

On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2008-08-14

GA RA
APPROVED

Since 2008-08-14

Branch Locations

Sharpsburg, GA • United States

One Financial Way, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The O.N. Equity Sales Company	Cincinnati	OH	08/2008	Present
Ohio National Financial Services	Cincinnati	OH	10/2003	Present

08/2008 → Present

The O.N. Equity Sales Company

Cincinnati, OH
10/2003 → Present

Ohio National Financial Services

Cincinnati, OH

Previous Registrations

2004-08-09 → 2008-08-21

Valic Financial Advisors, Inc.

Atlanta, GA

Atlanta, GA

Atlanta, GA

Atlanta, GA

Other Businesses

1). CORNERSTONE FINANCIAL SERVICES; YES INVESTMENT RELATED;P.O. BOX 337, SHARPBURG, GA 30277; MARKET AND SELL LIFE INSURANCE, HEALTH INSURANCE, FIXED ANNUITIES and Medicare insurance;SOLE PROPRIETOR; 08/01/1998-PRESENT; 60-70 HOURS/MONTH; 60/70 DURING SECURITIES TRADING; MARKET AND SELL LIFE INSURANCE, HEALTH INSURNACE AND FIXED ANNUITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-06
S63	Uniform Securities Agent State Law Examination	1998-12-17

S65 Uniform Investment Adviser Law Examination

1999-07-06
S63 Uniform Securities Agent State Law Examination

1998-12-17

Other Names

Scott Mansfield

View on SEC IAPD