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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2018-04-03
TX RA APPROVED_RES 2012-07-12
FL RA APPROVED 2012-01-20
CT RA APPROVED 1987-01-31
  • NH RA
    APPROVED
    Since 2018-04-03
  • TX RA
    APPROVED_RES
    Since 2012-07-12
  • FL RA
    APPROVED
    Since 2012-01-20
  • CT RA
    APPROVED
    Since 1987-01-31

Branch Locations

4207 W Bay To Bay Blvd, Tampa, FL 33629 • United States

224 New London Turnpike, Glastonbury, CT 06033 • United States

Glastonbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Glastonbury CT 09/2005 03/2020
Ameriprise Financial Services, Llc Glastonbury CT 03/2020 Present
Other Businesses

Business Ownership; leenles llc; partner; llc to hold building that I work from and rent office space to other businesses; 224 new london tpke, , glastonbury, CT, 06033; Not Investment-Related; 11/01/1997; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-08
  • S63 Uniform Securities Agent State Law Examination
    1996-04-08

View on SEC IAPD

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