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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Olin B Ragsdale Ins Agency Inc. | Ft Worth | TX | 01/1983 | Present |
| Rhodes Securities, Inc. | Fort Worth | TX | 08/2012 | 08/2017 |
| Signal Securities, Inc. | Fort Worth | TX | 08/2017 | 04/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2019 | Present |
1. OLIN RAGSDALE, CLU, AEP, CES, PO BOX 25553, FT WORTH, TX,INDEPENDENT INSURANCE AGENT, 07/1967. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-3/WK-3/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 04/01/19 3. OLIN RAGSDALE, 1701 RIVER RUN, STE 1021, FORT WORTH, TX, SENIOR CE TCC, CE CLE CLASSES/WEBINARS FOR ATTORNEYS, 09/15/20, NIR, TEACHER, SPONSOR, PRESENTER, 10/MO- 2/TRADING 4. OLIN RAGSDALE, CLU, AEP, CES, PO BOX 25553, Fort Worth, TX 76124, United States, 07/01/1967, Owner, Insurance/Benefits/Human Resources, NIR, 6 HR/MO - 6 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-31 |
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