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Christie Louise Smith

Stifel, Nicolaus & Company, Incorporated

York, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-16
PA RA APPROVED 2007-07-10
  • TX RA
    APPROVED_RES
    Since 2023-02-16
  • PA RA
    APPROVED
    Since 2007-07-10

Branch Locations

235 St. Charles Way Suite 100, York, PA 17402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated York PA 07/2007 Present
Previous Registrations
  • 2006-08-04 → 2007-07-10
    Ryan Beck & Co.
    York, PA
    Camp Hill, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-12
S63 Uniform Securities Agent State Law Examination 1982-04-27
  • S65 Uniform Investment Adviser Law Examination
    2001-02-12
  • S63 Uniform Securities Agent State Law Examination
    1982-04-27
Other Names
  • Christie Louise Boeckel Smith
  • Christi Louise Boeckel Smith

View on SEC IAPD

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SAVANT WEALTH MANAGEMENT · York, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · York, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · YORK, PA
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