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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-09 |
| TX | RA | APPROVED_RES | 2019-06-19 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
677 Broadway 12Th Floor, Albany, NY 12207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P./Mercer Allied | Latham | NY | 01/2015 | 03/2019 |
| Raymond James Financial Services, Inc. | Albany | NY | 04/2019 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Albany | NY | 04/2019 | Present |
| Steward Partners Global Advisory, Llc | Albany | NY | 04/2019 | Present |
| Steward Partners Investment Solutions, Llc | Albany | NY | 05/2022 | Present |
1) Steward Partners Investment Advisory, LLC - Investment Related: Yes - Address: Albany, NY - Nature of the Business: Investment Advisory - Position/Title: Investment Advisor Rep - SPGA - Start Date: 04/2019 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 - Description of duties: Investment Advisor Rep 2) Blitz Pick Up - Investment Related: Yes - Address: East Greenbush, NY - Position/Title: Owner - Start Date: 2010 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 - Description of duties: Not used but still active entity. 3) Albany Wealth Group. Address: Albany, NY Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 04/29/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: financial advisor. 4) Name of Business: Wise Guys Sports LLC Address: 6 Tyler Drive, East Greenbush, NY, 12061, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner 5) Name of Outside Activity: East Greenbush Pop Warner; City/State: Greenbush, NY; Nature of Business: Coach and Board Member; Position: Football Director; Duties: Help operate tackle football programs; Start Date: 08/01/2024; 15 HRS/MO devoted to this activity; 0 HRS/MO devoted during trading hours; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-24 |
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