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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-09
TX RA APPROVED_RES 2019-06-19
  • NY RA
    APPROVED
    Since 2021-02-09
  • TX RA
    APPROVED_RES
    Since 2019-06-19

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

677 Broadway 12Th Floor, Albany, NY 12207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Latham NY 01/2015 03/2019
Raymond James Financial Services, Inc. Albany NY 04/2019 05/2022
Steward Partners Investment Advisory, Llc Albany NY 04/2019 Present
Steward Partners Global Advisory, Llc Albany NY 04/2019 Present
Steward Partners Investment Solutions, Llc Albany NY 05/2022 Present
  • 01/2015 → 03/2019
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 04/2019 → 05/2022
    Raymond James Financial Services, Inc.
    Albany, NY
  • 04/2019 → Present
    Albany, NY
  • 04/2019 → Present
    Steward Partners Global Advisory, Llc
    Albany, NY
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Albany, NY
Previous Registrations
Other Businesses

1) Steward Partners Investment Advisory, LLC - Investment Related: Yes - Address: Albany, NY - Nature of the Business: Investment Advisory - Position/Title: Investment Advisor Rep - SPGA - Start Date: 04/2019 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 - Description of duties: Investment Advisor Rep 2) Blitz Pick Up - Investment Related: Yes - Address: East Greenbush, NY - Position/Title: Owner - Start Date: 2010 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 - Description of duties: Not used but still active entity. 3) Albany Wealth Group. Address: Albany, NY Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 04/29/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: financial advisor. 4) Name of Business: Wise Guys Sports LLC Address: 6 Tyler Drive, East Greenbush, NY, 12061, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner 5) Name of Outside Activity: East Greenbush Pop Warner; City/State: Greenbush, NY; Nature of Business: Coach and Board Member; Position: Football Director; Duties: Help operate tackle football programs; Start Date: 08/01/2024; 15 HRS/MO devoted to this activity; 0 HRS/MO devoted during trading hours; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-28
S63 Uniform Securities Agent State Law Examination 2011-09-24
  • S66 Uniform Combined State Law Examination
    2011-10-28
  • S63 Uniform Securities Agent State Law Examination
    2011-09-24

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