Arthur H Zeitz

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2003-07-01

TX RA
APPROVED

Since 2003-07-01

Branch Locations

9442 N Capital Of Texas Hwy N Ste 700 Arboretum Plaza One, Austin, TX 78759 • United States

Austin, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Austin	TX	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Austin	TX	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Austin, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Austin, TX

Previous Registrations

1983-08-23 → 2003-07-01

Prudential Equity Group, Llc

Austin, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-16
S63	Uniform Securities Agent State Law Examination	1982-05-07

S65 Uniform Investment Adviser Law Examination

1992-12-16
S63 Uniform Securities Agent State Law Examination

1982-05-07

Other Names

Arthur Hampton Zeitz
Art Zeitz

View on SEC IAPD