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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-06-27
  • TX RA
    APPROVED_RES
    Since 2008-06-27

Branch Locations

Chestnut Hill, MA • United States

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Boston MA 10/2010 Present
J.P. Morgan Securities Llc Boston MA 10/2008 Present
Lang Productions Chestnut Hill MA 11/2014 Present
  • 10/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 10/2008 → Present
    Boston, MA
  • 11/2014 → Present
    Lang Productions
    Chestnut Hill, MA
Other Businesses

Entity Name: Lang Productions Investment related: No Address: Chestnut Hill MA Nature of the other business: Small video production company that creates short videos. Position/Title/Relationship: Sole Proprietor/Sole Investor Start Date: 14-Nov-2014 Approximate # of hours a month: 5 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Produce, Video, Sound, Photography and Editing Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-19
S63 Uniform Securities Agent State Law Examination 1982-05-10
  • S65 Uniform Investment Adviser Law Examination
    1998-08-19
  • S63 Uniform Securities Agent State Law Examination
    1982-05-10
Other Names
  • Norman Joseph Lang

View on SEC IAPD

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