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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Mutual Life | St Paul | MN | 09/1994 | Present |
| Giancaterino | Bethlehem | PA | 07/1998 | Present |
| Giancaterino And Associates | Whitehall | PA | 10/2004 | Present |
| Voya Financial Advisors | Whitehall | PA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:GIANCATERINO AND ASSOCIATES, LLC; Yes; 881 3RD ST STE A7; WHITEHALL; PA; 18052; LLC / DBA; OWNER; 4/1/2011; 84; 84; DBA / PASS THROUGH ENTITY FOR THE SALE OF SECUTIRIES THROUGH ING FINANCIAL PARTNERS 2. NAME OF ENTITY:Giancaterino and Associates; Yes; 881 3RD ST STE A7; WHITEHALL; PA; 18052; DBA; owner; 10/1/2004; 80; 80; DBA for insurance and securities 3. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 881 3RD ST STE A7; WHITEHALL; PA; 18052; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/2/2008; 32; 32; SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF ENTITY:LIFE SETTLEMENT; No; 881 3RD ST; WHITEHALL; PA; 18052; LIFE SETTLEMENT; INDEPENDENT INSURANCE AGENT; 5/6/2009; 5; 5; SELLING LIFE SETTLEMENTS; 5. NAME OF OTHER BUSINESS: WEALTHWORKS FINANCIAL, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-02-12 |
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