John Giancaterino

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1994 → Present
  Minnesota Mutual Life
  St Paul, MN
• 07/1998 → Present
  Giancaterino
  Bethlehem, PA
• 10/2004 → Present
  Giancaterino And Associates
  Whitehall, PA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Whitehall, PA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-06-26 → 2021-06-09
  Voya Financial Advisors, Inc.
  Whitehall, PA
  Bensalem, PA
  Whitehall, PA
  Windsor, CT

Other Businesses

1. NAME OF ENTITY:GIANCATERINO AND ASSOCIATES, LLC; Yes; 881 3RD ST STE A7; WHITEHALL; PA; 18052; LLC / DBA; OWNER; 4/1/2011; 84; 84; DBA / PASS THROUGH ENTITY FOR THE SALE OF SECUTIRIES THROUGH ING FINANCIAL PARTNERS 2. NAME OF ENTITY:Giancaterino and Associates; Yes; 881 3RD ST STE A7; WHITEHALL; PA; 18052; DBA; owner; 10/1/2004; 80; 80; DBA for insurance and securities 3. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 881 3RD ST STE A7; WHITEHALL; PA; 18052; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/2/2008; 32; 32; SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF ENTITY:LIFE SETTLEMENT; No; 881 3RD ST; WHITEHALL; PA; 18052; LIFE SETTLEMENT; INDEPENDENT INSURANCE AGENT; 5/6/2009; 5; 5; SELLING LIFE SETTLEMENTS; 5. NAME OF OTHER BUSINESS: WEALTHWORKS FINANCIAL, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-02-12

Designations

• Chartered Financial Consultant

Other Names

• John Giancaterino