William Patrick Carey

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → Present
  Ameritas Investment Corp
  Lincoln, NE
• 07/2019 → 01/2023
  20/20 Capital Management, Inc.
  Costa Mesa, CA
• 04/2019 → Present
  2020 Financial Advisors
  Daytona Beach, FL
• 02/2022 → Present
  Prime Capital Investment Advisors
  Overland Park, KS

Previous Registrations

• 2019-03-19 → 2022-12-31
  20/20 Capital Management, Inc
  Pompano Beach, FL
• 2004-08-26 → 2019-08-09
  Ameritas Investment Company, Llc
  Pompano Beach, FL
  Lincoln, NE
  Pompano Beach, FL
  Lincoln, NE
  Austin, TX
  Lincoln, NE
• 2001-03-29 → 2003-08-13
  Equitable Advisors, Llc
  Fort Lauderdale, FL

Other Businesses

1) LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS 2) 2020 Financial Advisors; 1663 N Clyde Morris Blvd Ste 2, Daytona Beach FL 32117; investment related; financial services; Agent; start date=04/2019; hrs/mo=100; trading hrs/mo=40; insurance agent

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-21
• S63 Uniform Securities Agent State Law Examination
  1993-01-18

Other Names

• Bill Carey