Kevin James Bates

Current Employers

Employment History

• 09/1999 → 06/2019
  Axa Advisors, Llc
  New York, NY
• 02/2000 → Present
  Cambridge Financial Services, Inc.
  Troy, MI
• 06/2019 → Present
  Kestra Financial, Inc.
  Royal Oak, MI

Previous Registrations

• 2010-02-08 → 2019-06-10
  Equitable Advisors, Llc
  Troy, MI
  Detroit, MI
  Troy, MI
  Royal Oak, MI
• 2003-04-07 → 2008-01-14
  Cambridge Advisors & Co., Ltd.
  Troy, MI

Other Businesses

Business Name: KESTRA ADVISORY SERVICES, LLC Investment Related: Yes Address: 5707 SOUTHWEST PARKWAY, BUILDING 2, SUITE 400 AUSTIN TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 6/7/2019 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Investment Advisor Representative Business Name: Cambridge Consulting Group, LLC DBA NFP Investment Related: Yes Address: 400 West Fourth Street, Suite 300 Royal Oak MI 48067 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Consultant Start Date: 6/7/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Registered representative selling insurance and investment products. Business Name: VAN NORMAN LAKE IMPROVEMENT BOARD POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: -, 5240 Civic Center Dr., Waterford MI 48329, United States DESCRIPTION: Attend two meeting per year and keep the Board aware of condition of the lake.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-09
• S63 Uniform Securities Agent State Law Examination
  1983-11-30

Designations