Francis Xavier Queally

Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2018-08-28

CT RA
APPROVED

Since 2018-08-28

Branch Locations

700 Canal Street 1St Floor, Ste 146, Stamford, CT 06902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
M Holdings Securities, Inc.	Portland	OR	06/2001	Present
Queally Group Inc.	Darien	CT	06/2001	Present
Spearhead Capital Advisors, Llc	Stamford	CT	10/2016	09/2018
Bristow Mews Association, Inc.	New Canaan	CT	01/2022	Present
Bristow Mews Association, Inc.	New Canaan	CT	06/2022	Present

06/2001 → Present

M Holdings Securities, Inc.

Portland, OR
06/2001 → Present

Queally Group Inc.

Darien, CT
10/2016 → 09/2018

Spearhead Capital Advisors, Llc

Stamford, CT
01/2022 → Present

Bristow Mews Association, Inc.

New Canaan, CT
06/2022 → Present

Bristow Mews Association, Inc.

New Canaan, CT

Previous Registrations

2016-10-31 → 2017-08-02

Spearhead Capital Advisors, Llc

Stamford, CT

Wellington, FL

Other Businesses

1) VARIOUS INSURANCE CONTRACTS 2) QUEALLY GROUP, INC. PRESIDENT. SINCE 1995. NOT INVESTMENT-RELATED. 70 HOURS PER MONTH, 40 DURING TRADING HOURS. 3) FRANCIS X QUEALLY, JR., HEALTH INSURANCE REFERRALS; 1985; NOT INVEST RELATED; 20 HOURS/MONTH, 20 HOURS/MONTH DURING BUSINESS HOURS; COMMISSIONS; REFERRALS OR REFERRAL FEES 4) Bristow Mews Association Inc; 33 Old Stamford Rd New Canaan, CT 06840; Homeowners Association; Not Investment Related; Executive; Manage business of homes, including landscaping and snow plow issues; 01/01/2022; 2 hours per month; 2 hours per month during trading hours. 5) Bristow Mews Association Inc; 33 Old Stamford Rd New Canaan, CT 06840; Homeowners Association; Not Investment Related; Treasurer; Scheduling and bill payment; 06/01/2022; 2 hours per month; 2 hours per month during trading hours. 6) Deferral Direct; 28 Thorndal Circle, Darien, CT 06820; Third Party Admin System; Not Investment Related; Owner; 01/01/2005; 0 hours per month; 0 hours per month during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-03-24

S63 Uniform Securities Agent State Law Examination

1997-03-24

Designations

Chartered Financial Consultant

Other Names

(Jr) Francis Xavier Queally
Frank Queally

View on SEC IAPD