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Current Employers
Aviso Wealth Management

11900 Ne 1St St Suite 300, Bellevue, WA 98005 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-10-31
  • PA RA
    APPROVED
    Since 2023-10-31

Branch Locations

100 Airport Road Suite 200, Selinsgrove, PA 17870 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 09/2005 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 Present
Cetera Advisors Llc Selinsgrove PA 09/2022 10/2023
Osaic Wealth, Inc. Selinsgrove PA 10/2023 Present
Aviso Wealth Management Selinsgrove PA 10/2023 Present
  • 09/2005 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → Present
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → 10/2023
    Cetera Advisors Llc
    Selinsgrove, PA
  • 10/2023 → Present
    Osaic Wealth, Inc.
    Selinsgrove, PA
  • 10/2023 → Present
    Selinsgrove, PA
Previous Registrations
  • 2020-11-12 → 2023-11-01
    Selinsgrove, PA
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Selinsgrove, PA
  • 2008-08-13 → 2012-07-02
    First Allied Securities, Inc.
    Selinsgrove, PA
    Selinsgrove, PA
Other Businesses

1. AVISO WEALTH MANAGEMENT POSITION: Investment Advisor Representative NATURE: Corporation, Independent RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2012 ADDRESS: 227 Point Township Drive, Northumberland PA 17857, United States DESCRIPTION: Take care of 3 clients that were not transferable when I sold my book to Joe Perry. 2. AVISO FINANCIAL, LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1973 ADDRESS: 698 Carpenter Rd, Milton PA 17847, United States DESCRIPTION: I am currently licensed, but not using the license. 3. NORTHUMBERLAND MONTOUR JT AIRPORT AUTHORITY POSITION: Chairman NATURE: Authority Chairman operating a small airport INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1992 ADDRESS: 1413 Sunbury Rd, Danville PA 17857, United States DESCRIPTION: Authority Chairman operation of a small general aviation airport. Oversee mowing, snow removal and maintance of buildings and runway

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-02-12
  • S63 Uniform Securities Agent State Law Examination
    1982-02-12
Designations

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