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11900 Ne 1St St Suite 300, Bellevue, WA 98005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-10-31 |
Branch Locations
100 Airport Road Suite 200, Selinsgrove, PA 17870 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 09/2005 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | Selinsgrove | PA | 09/2022 | 10/2023 |
| Osaic Wealth, Inc. | Selinsgrove | PA | 10/2023 | Present |
| Aviso Wealth Management | Selinsgrove | PA | 10/2023 | Present |
1. AVISO WEALTH MANAGEMENT POSITION: Investment Advisor Representative NATURE: Corporation, Independent RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2012 ADDRESS: 227 Point Township Drive, Northumberland PA 17857, United States DESCRIPTION: Take care of 3 clients that were not transferable when I sold my book to Joe Perry. 2. AVISO FINANCIAL, LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1973 ADDRESS: 698 Carpenter Rd, Milton PA 17847, United States DESCRIPTION: I am currently licensed, but not using the license. 3. NORTHUMBERLAND MONTOUR JT AIRPORT AUTHORITY POSITION: Chairman NATURE: Authority Chairman operating a small airport INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1992 ADDRESS: 1413 Sunbury Rd, Danville PA 17857, United States DESCRIPTION: Authority Chairman operation of a small general aviation airport. Oversee mowing, snow removal and maintance of buildings and runway
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-02-12 |
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