Michael James Keever

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2023-02-28
TX	RA	APPROVED	2023-02-23

WA RA
APPROVED

Since 2023-02-28
TX RA
APPROVED

Since 2023-02-23

Branch Locations

Sammamish, WA • United States

310 120Th Ave Ne, Ste. 102 Suite 100, Bellevue, WA 98005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Bellevue	WA	02/2014	02/2023
Raymond James Financial Services, Inc.	Bellevue	WA	02/2023	Present
Raymond James Financial Services Advisors, Inc.	Bellevue	WA	02/2023	Present

02/2014 → 02/2023

Ameriprise Financial Services, Inc.

Bellevue, WA
02/2023 → Present

Raymond James Financial Services, Inc.

Bellevue, WA
02/2023 → Present

Raymond James Financial Services Advisors, Inc.

Bellevue, WA

Previous Registrations

2014-02-14 → 2023-02-27

Ameriprise Financial Services, Llc

Bellevue, WA
2012-11-28 → 2014-02-19

Cetera Wealth Services, Llc

Bellevue, WA

Bellevue, WA
2007-02-13 → 2012-11-19

M Holdings Securities, Inc.

Portland, OR

Seattle, WA

Seattle, WA

Seattle, WA

Seattle, WA
2000-01-31 → 2004-10-29

Wells Fargo Investments, Llc

Bellevue, WA

Other Businesses

(1)Name of Business: Keever Capital LLC Address: 14205 SE 36th St, suite 100, Bellevue, WA, 98006, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - CEO Investment Related: No Start Date: 02/23/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial advisor (2)Name of Business: MKeeverLLC Address: 14205 SE 36th St Ste 100, Bellevue, WA, 98006-1553, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/24/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Passthrough for Keever Capital LLC (3)Name of Business: Small Haven LLC Address: 2412 246TH PL NE, SAMMAMISH, WA, 98074, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/03/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager. Part owner.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-18
S63	Uniform Securities Agent State Law Examination	1982-05-20

S65 Uniform Investment Adviser Law Examination

1999-12-18
S63 Uniform Securities Agent State Law Examination

1982-05-20

View on SEC IAPD