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Warren Waymeth Wilson

Ausdal Financial Partners, Inc.

Davenport, IA

Davenport, IA

CRD 1040674

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Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2012-02-22
  • IA RA
    APPROVED
    Since 2012-02-22

Branch Locations

5187 Utica Ridge Rd, Davenport, IA 52807 • UNITED STATES

5187 Utica Ridge Road, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert B. Ausdal & Co. Inc. Davenport IA 03/1991 Present
  • 03/1991 → Present
    Robert B. Ausdal & Co. Inc.
    Davenport, IA
Other Businesses

INSURANCE; INVESTMENT RELATED; DAVENPORT, IA; INSURANCE SALES; AGENT; ACTIVITY BEGAN 08/1985; I DEVOTE LESS THAN ONE HOUR PER MONTH TO THIS ACTIVITY WITH NONE OF THAT TIME DURING TRADING HOURS; SALE OF INSURANCE PRODUCTS TO CLIENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-21
S63 Uniform Securities Agent State Law Examination 1982-04-09
  • S65 Uniform Investment Adviser Law Examination
    2012-02-21
  • S63 Uniform Securities Agent State Law Examination
    1982-04-09
Other Names
  • Warren Waymeth Iii Wilson

View on SEC IAPD

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