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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2012-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert B. Ausdal & Co. Inc. | Davenport | IA | 03/1991 | Present |
INSURANCE; INVESTMENT RELATED; DAVENPORT, IA; INSURANCE SALES; AGENT; ACTIVITY BEGAN 08/1985; I DEVOTE LESS THAN ONE HOUR PER MONTH TO THIS ACTIVITY WITH NONE OF THAT TIME DURING TRADING HOURS; SALE OF INSURANCE PRODUCTS TO CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-09 |
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