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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-21 |
| CA | RA | APPROVED | 2003-12-16 |
Branch Locations
31351 Via Colinas Suite 104, Westlake Village, CA 91362 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Westlake Village | CA | 11/2003 | 03/2020 |
| Ameriprise Financial Services, Llc | Westlake Village | CA | 03/2020 | Present |
Business Ownership; Foster Cellular Spectrum LLC; ; Passive royalty income from cellular license leases; 31351 Via Colinas Suite 104Westlake Village, Ca 91362, ,; Not Investment-Related; 07/28/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Foster Griffith & Allen, CPA'S; ; Tax Preparation; 31351 Via Colinas, Suite 101Westlake Village, Ca 91362, ,; ; 01/01/1996; 60 hours per month; / James & Tillman; Expense management and check preparation; Expense Management/S Corporation; 31351 Via Colinas, Suite 104, , Westlake Village, CA, 91362; Not Investment-Related; 07/15/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Foster Griffith & Allen, CPA'S; President/CPA -; Tax Preparation; 31351 Via Colinas, SuiteWestlake Village, Ca 91362, ,; ; 01/01/1996; 60 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-15 |
| S65 | Uniform Investment Adviser Law Examination | 2001-01-25 |
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