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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-24 |
| CA | RA | APPROVED | 2018-02-14 |
| PA | RA | APPROVED | 2018-02-14 |
Branch Locations
124 S Blakely St, Dunmore, PA 18512 • United States
1625 Wyoming Ave, Exeter, PA 18643 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 12/2011 | 02/2018 |
| Community Bank | Wilkes Barre | PA | 12/2011 | 04/2018 |
| Lpl Financial Llc | Dunmore | PA | 02/2018 | Present |
| Fncb Bank | Dunmore | PA | 04/2018 | Present |
1. 02/14/2018 - KAFL Insurance Resources - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 04/2012 - 5 Hours Per Month - Life. 2. 6/24/2020 - FNCB Wealth Management Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/30/2018 - 160 Hours Per Month During Securities Trading. 3. 11/19/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/05/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 4. 07/18/2022 - 1st Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/21/2022 - 250 Hours Per Month/250 Hours During Securities Trading. 5. 07/09/2024 - Peoples Security Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-14 |
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