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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-05-23
CA RA APPROVED 2020-05-27
  • AZ RA
    APPROVED
    Since 2022-05-23
  • CA RA
    APPROVED
    Since 2020-05-27

Branch Locations

Oceanside, CA • United States

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Inc Pasadena CA 10/1984 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-16
S63 Uniform Securities Agent State Law Examination 1982-04-23
  • S65 Uniform Investment Adviser Law Examination
    1999-11-16
  • S63 Uniform Securities Agent State Law Examination
    1982-04-23

View on SEC IAPD

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