Christopher William Inglis

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 05/2023
  Ubs Financial Services Inc
  San Mateo, CA
• 05/2023 → Present
  Stifel, Nicolaus & Company, Incorporated
  San Francisco, CA

Previous Registrations

• 2007-11-02 → 2023-06-05
  Ubs Financial Services Inc.
  San Mateo, CA
  Weehawken, NJ
  Palo Alto, CA
  San Mateo, CA
• 2001-12-10 → 2007-11-08
  A. G. Edwards & Sons, Inc.
  Redwood Shores, CA

Other Businesses

1. City of Clearlake, CA, Planning Commission; 14050 Olympic Dr, Clearlake, CA 95422; Planning Commission for the city where I reside; Planning Commissioner; Serving the city by overseeing the planning dept.; 04/10/2023; 6 Hours per Month; Not during securities trading hours; Not Investment-Related. 2. Rental Property; 3902 Oak Dr, Clearlake, CA 95422; Owner; 05/25/2023; 8 Hours per Month; Not during securities trading hours; Investment-Related. 3. Rotary Club of Clear Lake; 14732 Lakeshore Dr Clearlake CA 95422; Business and Civic service group; Board member; I show up on the weekend to work with disadvantaged folks, and I have been asked to be a board member, and treasurer; 01/24/2025; 10 hrs/month; Not during securities trading hours; Not Investment-Related. 4. Rotary Club of Clear Lake; 14732 Lakeshore Dr Clearlake CA 95422; Service Club; Treasurer; Keeping the treasury, making disbursements; 12/31/2024; 3 hrs/month; Not during securities trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-08
• S63 Uniform Securities Agent State Law Examination
  1995-03-10

Designations

• Certified Financial Planner

Other Names

• Chris Inglis