Richard Elliott Clough

Current Employers

Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-09-13

CT RA
APPROVED

Since 2023-09-13

Branch Locations

500 Winding Brook Dr., Glastonbury, CT 06033 • United States

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Planning Corporation	Glastonbury	CT	02/2003	11/2017
Lpl Financial Llc	Glastonbury	CT	11/2017	Present
Gateway Wealth Partners, Llc	Glastonbury	CT	08/2023	Present

02/2003 → 11/2017

National Planning Corporation

Glastonbury, CT
11/2017 → Present

Lpl Financial Llc

Glastonbury, CT
08/2023 → Present

Gateway Wealth Partners, Llc

Glastonbury, CT

Previous Registrations

2003-03-06 → 2017-12-05

National Planning Corporation

Glastonbury, CT

Glastonbury, CT

Los Angeles, CA
1999-02-01 → 2003-02-10

Voya Financial Advisors, Inc.

Glastonbury, CT

Other Businesses

1. 11/29/2017 - GATWAY FINANCIAL GROUP - Investment Related - Non-Variable Insurance - INSURANCE SALES - Straight Fixed Annuities, Term Insurance, LTC, Life Insurance. 2. 11/29/2017 - GATEWAY FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/20/2012 - 2 Hours Per Month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-10-09
S63	Uniform Securities Agent State Law Examination	1983-11-29

S65 Uniform Investment Adviser Law Examination

1997-10-09
S63 Uniform Securities Agent State Law Examination

1983-11-29

View on SEC IAPD