Albert Victor Althaus

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

445 Broadhollow Rd Ste 400, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Creative Prof. & Exec. Planning Corp.	Massapequa Park	NY	06/1975	Present
Invest Financial Corporation	Tampa	FL	07/2005	02/2018
Lpl Financial Llc	Melville	NY	02/2018	Present

06/1975 → Present

Creative Prof. & Exec. Planning Corp.

Massapequa Park, NY
07/2005 → 02/2018

Invest Financial Corporation

Tampa, FL
02/2018 → Present

Lpl Financial Llc

Melville, NY

Other Businesses

1. 02/14/2018 - Creative Professional & Executive Planning Corp - Investment Related - P.O. Box 126, Massapequa Park, NY 11762 - Property and Casualty - President. 2. 12/05/2022 - Creative Professional & Executive Planning Corp - Investment Related - Home Based & P.O. Box 126 Massapequa Park, NY 11762 - Insurance Agency - Start Date - 05/05/1980 - 5 Hours Per Month/1 Hours During Securities Trading