Kenneth Lee Nettleton

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-11
IL	RA	APPROVED	2009-04-02

TX RA
APPROVED_RES

Since 2018-12-11
IL RA
APPROVED

Since 2009-04-02

Branch Locations

Creal Springs, IL • United States

475 Regency Park Suite 350, O'FAllon, IL 62269 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Saint Louis	MO	01/2009	Present

01/2009 → Present

Raymond James & Associates, Inc.

Saint Louis, MO

Previous Registrations

2008-01-01 → 2009-01-26

Wells Fargo Clearing Services, Llc

O Fallon, IL
2001-02-01 → 2008-01-01

A. G. Edwards & Sons, Inc.

Fairview Heights, IL

Fairview Heights, IL

St. Louis, MO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-05-10

S63 Uniform Securities Agent State Law Examination

1982-05-10