David John Perez

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Robert W. Baird & Co. Inc.
  Lake Oswego, OR

Previous Registrations

• 2010-04-09 → 2017-03-10
  Robert W. Baird & Co. Incorporated
  Portland, OR
  Milwaukee, WI
  Portland, OR
  Lake Oswego, OR
• 2009-06-01 → 2010-05-07
  Morgan Stanley
  Portland, OR
• 1994-07-21 → 2009-06-01
  Citigroup Global Markets Inc.
  San Jose, CA
  Portland, OR

Other Businesses

(1)Name of Business: Sanchez Address: 5031 Fotthills Rd, Apt C, Lake Oswego, OR, 97034, United States Activity Type: Control Person Position/Title: Other (Named Only) Investment Related: Yes Start Date: 07/19/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. Co-Successor Trustee of my deceased Aunt's Family Trust. \nNamed only now that the estate has been closed. A single checking account at Wells Fargo remains open waiting on the decision of the co-trustee regarding distribution. I spend no time on this activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-10-22
• S63 Uniform Securities Agent State Law Examination
  1982-04-29