Mary Loeb Wiener

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2011 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

1) FAMILY CORPORATION, PRIMARILY OWNING REAL ESTATE IN MISSISSIPPI; TRUSTEE ON ACCOUNTS FOR MOTHER, SIBLING, COUSINS AND NIECES AND NEPHEWS. ADDRESS IS HOME ADDRESS. NO MAJOR DUTIES AND NO TIME DEVOTED EACH MONTH. I*38368 For profit or not for profit: For-Profit Organization Name of outside business organization: Redbud Partners LP Investment related: N Address of business: new york, New York 10075 Nature of business: Limited Partnership, Position, title, association: Family Held, Start date of relationship: 6/1/2009 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: this was a family limited partnership. which held oil and gas leases. I*89463 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TRUST FBO NATHANIEL J COHEN INVESTMENT RELATED: Y ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10014 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 36418 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 8 DUTIES: CO TRUSTEE I*89462 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TRUST FBO JACOB L COHEN INVESTMENT RELATED: Y ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10014 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 35765 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 8 DUTIES: TRUSTEE FOR ACCOUNT THAT HAS 3 TRUSTEES I*35474 For profit or not for profit: Non-Profit Organization Name of outside business organization: Goldring Woldenberg Institute of Southern Jewish L Investment related: N Address of business: Jackson, Mississippi 39236 Nature of business: Charitable Organization, Position, title, association: Trustee, Start date of relationship: 1/1/2011 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 15 Duties: Serve in general position on Board

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-02
• S63 Uniform Securities Agent State Law Examination
  1994-09-23