Deborah L Bauer

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Ubs Financial Services Inc
  Houston, TX

Previous Registrations

• 1988-08-01 → 2009-04-27
  Citigroup Global Markets Inc.
  Houston, TX
  Hendersonville, NC
  Houston, TX
  Houston, TX

Other Businesses

Periwinkle Foundation,HoustonUnited States,The Periwinkle Foundation develops and provides programs that positively change the lives of children, young adults and families who are challenged by cancer and other life-threatening illnesses and are cared for at Texas Children's Hospital.,Member of Board of directors,Serve a 2 year term as President and member of Executive Committee. Attend Board meetings and provide advise on special events and fundraising.Start date -5/1/2019 HOUSTON JUNIOR WOMAN'S CLUBP O BOX 19684HOUSTON, TX 77224-9684NO PHYSICAL ADDRESS / P O BOX 19684 HOUSTON, TX 77224-9684 / OTHER / WOMEN'S GROUP / NON-PROFIT SERVICE ORGANIZATIONDUTIES - MEMBERSHIP CHAIR / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / MEMBER OF BOARD OF DIRECTORS / TREASURER / START DATE 05/01/2011 - 04/01/2013. 3)BAUER FAMILY LIMITED PARTNERSHIP / HOUSTON,TX 77024 / PARTNERSHIP/ OTHER NONE / INVESTMENT / PARTNER / / INVEST / START DATE 11/1/2007 4) BAUER 2012 LLC / HOUSTON,TX 77024 / PARTNERSHIP/ OTHER FAMILY LLC / NONE AT THIS TIME / PARTNER / / INVESTMENT / START DATE 12/3/2012 5)Ronald McDonald House Houston / 1907 Holcombe Houston,TX 77030 / Other/ Health Care & Pharmaceuticals / providing services for children of critically ill children being treated at Texas Medical Center / Member of Board of Directors / / Operations Director - liason between Operations Managers and Director of Volunteers with Board of Directors / Start Date-1/11/2023, charity / 3 hours monthly for board meetings 1/1/12

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-05-20
• S63 Uniform Securities Agent State Law Examination
  1982-06-24

Other Names

• Deborah Lynn Faust
• Deborah Lynn Rushing
• Deborah Faust Rushing
• Deborah L Ismaili