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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-02-26 |
| DE | RA | APPROVED | 2023-11-01 |
| FL | RA | APPROVED | 2023-10-27 |
| WI | RA | APPROVED | 2023-10-27 |
| NY | RA | APPROVED | 2023-10-26 |
| TX | RA | APPROVED_RES | 2017-08-07 |
| NJ | RA | APPROVED | 2006-05-12 |
Branch Locations
500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States
Harvey Cedars, NJ • United States
Sedona, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Florham Park | NJ | 05/2006 | Present |
1) Estate of Charles A. Ahto/ investment related?:yes / NJ, 08008 US/ Trustee/As trustee of the Candace Ahto trust I will manage and oversee the investment of assets and distribution of income as per the terms of the trust under my fathers will. /start date: 9/15/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-29 |
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