Thomas Michael Cataldo

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-08-25

TX RA
APPROVED_RES

Since 2017-08-25

Branch Locations

1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States

Wrentham, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Boston	MA	01/2015	03/2017
Massachusetts Mutual Life Insurance Company	Wrentham	MA	07/2016	Present
Mml Investors Services, Llc	Wrentham	MA	03/2017	Present

01/2015 → 03/2017

Metlife Securities Inc.

Boston, MA
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Wrentham, MA
03/2017 → Present

Mml Investors Services, Llc

Wrentham, MA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-05-11

S63 Uniform Securities Agent State Law Examination

1982-05-11

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews