Robert Francis Claussen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2012-09-18

NJ RA
APPROVED

Since 2012-09-18

Branch Locations

Belvidere, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Belvidere	NJ	09/2012	Present

09/2012 → Present

Lpl Financial, Llc

Belvidere, NJ

Previous Registrations

2010-08-04 → 2012-09-18

Cetera Wealth Services, Llc

Belvidere, NJ

Belvidere, NJ

King Of Prussia, PA
2008-08-01 → 2010-06-24

Nationwide Securities, Llc

Belvidere, NJ
1991-09-19 → 2008-08-01

1717 Capital Management Company

Belvidere, NJ

Belvidere, NJ

Other Businesses

1. 09/18/2012: NON-VARIABLE INSURANCE - FIXED INSURANCE - AGENT - TIME SPENT 1% - BELVIDERE, NJ. 2. 4/9/2013: NON-VARIABLE INSURANCE - GROUP HEALTH SALES - SELL GROUP HEALTH INSURANCE AS AN INDEPENDENT BROKER. USE HORIZON BLUE CROSS BLUE SHIELD OF NJ, AETNA, AND GERBER LIFE. - TIME SPENT 10% - BELVIDERE, NJ.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-03-04

S63 Uniform Securities Agent State Law Examination

1999-03-04

Other Names

Robaert Francis Claussen

View on SEC IAPD