Ralph Picascio

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-11-06
FL	RA	APPROVED	2013-01-11

TX RA
APPROVED_RES

Since 2017-11-06
FL RA
APPROVED

Since 2013-01-11

Branch Locations

801 Laurel Oak Drive Suite 201, Naples, FL 34108 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Naples	FL	11/2012	Present

11/2012 → Present

Ubs Financial Services Inc

Naples, FL

Previous Registrations

2003-11-21 → 2012-11-09

Wells Fargo Clearing Services, Llc

Naples, FL

Naples, FL

Fort Myers, FL

Naples, FL

Naples, FL

Marco Island, FL

Naples, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-06
S63	Uniform Securities Agent State Law Examination	1982-11-23

S65 Uniform Investment Adviser Law Examination

1992-10-06
S63 Uniform Securities Agent State Law Examination

1982-11-23

Designations

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews