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James Gordon Woytcke

LPl Financial LLC

Maple Grove, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-05-01
  • MN RA
    APPROVED
    Since 2024-05-01

Branch Locations

7200 Hemlock Lane Ste 112, Maple Grove, MN 55369 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Crown Capital Securities, L.P. Maple Grove MN 07/1999 05/2024
Financial Success, Ltd Maple Grove MN 04/1992 Present
Lpl Financial Llc Maple Grove MN 05/2024 Present
  • 07/1999 → 05/2024
    Crown Capital Securities, L.P.
    Maple Grove, MN
  • 04/1992 → Present
    Financial Success, Ltd
    Maple Grove, MN
  • 05/2024 → Present
    Maple Grove, MN
Previous Registrations
  • 2013-12-19 → 2024-05-01
    Crown Capital Securities, L.P.
    Maple Grove, MN
Other Businesses

1) 12/22/2023 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Started: 1/1/2024. 2) 12/22/2023 - Financial Success - Inv Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Tax Prep - Started: 1/1/2024 - 10 Hrs/Mo; 2 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-03-29
  • S63 Uniform Securities Agent State Law Examination
    1982-03-29
Other Names
  • Jim Woytcke

View on SEC IAPD

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