Gordon Fox Homes

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1977 → 03/2017
  Metlife Securities, Inc.
  Indianapolis, IN
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Indianapolis, IN
• 03/2017 → Present
  Mml Investors Services, Llc
  Indianapolis, IN

Previous Registrations

• 1999-11-22 → 2017-03-25
  Msi Financial Services, Inc.
  Indianapolis, IN
  Louisville, KY
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

(1) President of Homes Development, LLC (Owns commercial property in Indianapolis, IN 1 HR/WK During securities trading & 1 HR/WKND & Evenings Since 10/2008. (2) Name: Gordon F. Homes Jr. Inv rel: N Add: 8888 Keystone Crossing Suite 1600 Indianapolis, IN. 46240 Nature: Speaker Position: Speaker at various conferences Start date: 5/22/2018 No. HR/MO: 4 No. HR/MO during sec trading: 0. (3) Name: Independence Academy Inv rel: Y Add: 7302 Woodland Dr Indianapolis IN 46278 Nature: Non-Profit Organization Position: Board Member and Treasurer Start date: 2/01/2021 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe Duties: Coordinate with bookkeeper, School Director and CPA and report to the Board of Directors on the state of the finances for the Academy. No signature authority. Delegate access to on-line statements only for financial accounts.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-10-31