Andrew Jon Friedman

Current Employers

Ajf Capital Management, Inc.

211 East 43Rd St. Suite 2004, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-07-23
NY	RA	APPROVED	2021-07-11

CO RA
APPROVED

Since 2026-07-23
NY RA
APPROVED

Since 2021-07-11

Branch Locations

Boulder, CO • United States

211 East 43Rd St. Suite 2004, New York, NY 10017 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
American Portfolios Financial Services	New York	NY	11/2008	10/2024
Ajf Capital Management, Inc.	New York	NY	06/1991	Present
Osaic Wealth, Inc.	New York	NY	10/2024	11/2024
Cambridge Investment Research, Inc.	Fairfield	IA	11/2024	Present

11/2008 → 10/2024

American Portfolios Financial Services

New York, NY
06/1991 → Present

Ajf Capital Management, Inc.

New York, NY
10/2024 → 11/2024

Osaic Wealth, Inc.

New York, NY
11/2024 → Present

Cambridge Investment Research, Inc.

Fairfield, IA

Previous Registrations

2004-09-16 → 2004-12-16

Saxony Capital Management, Llc

New York, NY

Other Businesses

1. ANDREW FRIEDMAN, 211 West 43rd Street, Suite 2004, New York NY 10017, United States, 05/30/2025, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 2. AJF CAPITAL MANAGEMENT INC., 211 East 43rd Street, New York NY 10017, United States, 05/30/2025, Certified Financial Planner, Investment Advisor, RIA Affiliation, INV REL, 160 HR/MO - 160 HR/MO TRADING

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-02-13

S63 Uniform Securities Agent State Law Examination

1986-02-13

Designations

View on SEC IAPD