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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-07-09 |
| TX | RA | APPROVED_RES | 1987-02-20 |
| FL | RA | APPROVED | 1983-05-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plantation | FL | 01/1982 | Present |
| Bank Of America, N.A. | Plantation | FL | 09/2009 | Present |
I*447607, Entity Type: Entity For Profit, Name of OBA: SBB Inc, Address: Plantation, Florida 33324, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 09/01/2008, No Hours: 1, No Hours during trading: 0, Duties: This is my wife's ML business Money Market. I am on the account for estate planning purposes only.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-05 |
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