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Richard Alan Rarick

Horace Mann Investors, Inc.

Springfield, IL

Indianapolis, IN

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Current Employers
Horace Mann Investors, Inc.

1 Horace Mann Plaza, Springfield, IL 62715-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-08-18
  • IN RA
    APPROVED
    Since 2017-08-18

Branch Locations

One Horace Mann Plaza, Springfield, IL 62715-0001 • UNITED STATES

7202 N Shadeland #205, Indianapolis, IN 46250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Indianapolis IN 10/2000 07/2017
Metropolitan Life Ins Co Indianapolis IN 10/2000 07/2017
Mml Investors Services, Llc Indianapolis IN 03/2017 07/2017
Horace Mann Investors, Inc. Springfield IL 08/2017 Present
Horace Mann Companies Springfield IL 07/2017 Present
  • 10/2000 → 07/2017
    Metlife Securities Inc.
    Indianapolis, IN
  • 10/2000 → 07/2017
    Metropolitan Life Ins Co
    Indianapolis, IN
  • 03/2017 → 07/2017
    Mml Investors Services, Llc
    Indianapolis, IN
  • 08/2017 → Present
    Horace Mann Investors, Inc.
    Springfield, IL
  • 07/2017 → Present
    Horace Mann Companies
    Springfield, IL
Previous Registrations
  • 2017-03-25 → 2017-07-27
    Mml Investors Services, Llc
    Indianapolis, IN
  • 2006-04-11 → 2017-03-25
    Msi Financial Services, Inc.
    Indianapolis, IN
    Carlsbad, CA
    Broadview Hts, OH
    Indianapolis, IN
    Brownsburg, IN
    Aurora, IL
    Grand Rapids, MI
    Indianapolis, IN
Other Businesses

Multiline insurance agent affiliated with Horace Mann Service Corp.; offering property, casualty, health and life products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-07
S63 Uniform Securities Agent State Law Examination 2000-11-28
  • S65 Uniform Investment Adviser Law Examination
    2002-02-07
  • S63 Uniform Securities Agent State Law Examination
    2000-11-28
Other Names
  • Rick Alan Rarick

View on SEC IAPD

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