Steven Kenneth Heger

Current Employers

Employment History

• 06/2013 → Present
  Lpl Financial Llc
  Rockville, MD
• 01/2017 → Present
  Global Retirement Partners, Llc
  Rockville, MD
• 12/2021 → Present
  Hub International
  Rockville, MD

Previous Registrations

• 1999-06-04 → 2013-07-03
  Mml Investors Services, Llc
  Rockville, MD
  Rockville, MD

Other Businesses

1. 6/20/2018 - A Pineapple Life - Not Investment Related - 1311 Smith Bay Circle E Wilmington, NC 28405 - Business Entity For Tax/Investment Purposes Only - Start Date:06/01/2018 - 1 Hours Per Month/0 Hours During Trading. 2. 01/18/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 3. 01/18/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 4. 01/18/2022 - Global Retirement Partners, LLC - DBA: (Hyb) Raffa Retirement Svcs, a div of HUB Int'l - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/01/2022 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 01/21/2022 - HUB International - Not Investment Related - At Reported Business Location(s) - Other-Outside/W-2 Employment - Start Date: 01/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is buying my practice. My role will remain the same but I will now be an employee of HUB. 6. 01/21/2022 - Raffa Retirement Services, a division of HUB International - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2022 - 80 Hours Per Month/80 Hours During Securities Trading. 7. 1/28/2022 - Global Retirement Partners, LLC - DBA: (Hyb) Raffa Retirement Svcs, a div. of HUB Intl - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/01/2022 - 20 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-14
• S63 Uniform Securities Agent State Law Examination
  1984-07-27