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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| FL | RA | APPROVED | 2013-02-13 |
| NH | RA | APPROVED | 2013-02-11 |
| RI | RA | APPROVED | 2013-02-11 |
Branch Locations
45 North Street, Hyannis, MA 02601 • United States
Naples, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Falmouth | MA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. NATIONAL GUARD ASSOCIATION OF THE UNITED STATES; SUPPORT OF THE NATIONAL GUARD; 4 AFTER BUSINESS HOURS; 3 DURING BUSINESS HOURS; 01/2010 2. *67540- Fiddlers Cove Association; Investment related -No; North Falmouth, Massachusetts; Recreation; Officer (proprietor, partner, officer, director, employee, trustee, agent); 09/2021; During business hours: 0; After business hours: 2;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-08 |
| S65 | Uniform Investment Adviser Law Examination | 1996-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-12 |
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