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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-12-09 |
| MI | RA | APPROVED | 2010-05-04 |
| OH | RA | APPROVED | 2005-03-29 |
| TX | RA | APPROVED_RES | 1992-02-13 |
Branch Locations
39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Novi | MI | 06/1982 | Present |
| Bank Of America, Na | Novi | MI | 12/2009 | Present |
I*2175286, Entity Type: Entity For Profit, Name of OBA: RJN Condo LLC, Address: Naples, Florida, 34108, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 01-Mar-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Purchasing a rental property for investment purposes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-20 |
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