Jim Peter Moutzalias

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1982 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Novi, MI
• 12/2009 → Present
  Bank Of America, Na
  Novi, MI

Other Businesses

I*2175286, Entity Type: Entity For Profit, Name of OBA: RJN Condo LLC, Address: Naples, Florida, 34108, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 01-Mar-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Purchasing a rental property for investment purposes

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-27
• S63 Uniform Securities Agent State Law Examination
  1982-05-20

Other Names

• Jimmy Peter Moutzalias