Sergio G Granados

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Citigroup Global Markets Inc
  Miami, FL
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Miami, FL
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2009-05-05 → 2009-06-01
  Citigroup Global Markets Inc.
  Miami, FL
• 2002-06-03 → 2009-05-05
  Ubs International Inc.
  Coral Gables, FL
  Coral Gables, FL
• 1998-12-23 → 2002-06-01
  Ubs Financial Services Inc.
  Coral Gables, FL

Other Businesses

1. INVERSIONES EL ENCANTO S.A.; (ENTITY HOLDS 3 RENTAL PROPERTIES); NOT INVESTMENT RELATED; ADDRESS: 2A. AVENIDA 11-09. 3ER NIVEL. ZONA 9. GUATEMALA- GUATEMALA; REAL ESTATE RENTAL; POSITION: DIRECTOR (PRESIDENT); START 12/2006; TIME DEVOTED: 1 HOUR PER MONTH; 0 DURING SECURITIES TRADING HOURS*** 2. NOTARY PUBLIC (GUATEMALA)-NOTARIZATION OF DOCUMENTS AND SIGNATURES*** 3. MIAMI SOCIETY OF FINANCIAL ANALYSTS; MEMBER-ASSOCIATION OF PROFESSIONAL INDIVIDUALS IN MONEY MANAGEMENT; DUTIES: PARTICIPATE IN DIRECTORS' MEETINGS; JOINTLY SIGN SALES, PURCHASES AND MORTGAGE OF CORPORATION'S ASSETS*** 4. PUBLICATION OF HISTORICAL RESEARCH BOOK; AUTHOR; NON-INVESTMENT RELATED*** 5. Real Estate rental; Investment related - No; Miami, FL; Real estate ; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2019; During business hours: 0; After business hours: 1 6. *414326 - Tanya Brillembourg Partners LLC; Investment related Yes; South Miami, FL; Art/Culture; Director (proprietor, partner, officer, director, employee, trustee, agent); Nov 2020; During business hours: 4; After business hours: 1. 7. *416089 - Republishing of a book by my grandfather Jorge Garcia Granados. Electronic; Investment related - Yes; Key Biscayne, Florida; Publishing; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 0; After business hours: 8; Personal interest in History and Culture 8. *513975 : Republishing; Investment related : no ; Publishing ; Seeking Approval to re-print book in Guatemala(proprietor, partner, officer, director, employee, trustee, agent) ; 08/2022 ; During business hours : 0 ; After business hours : 5 ; reprint and sell book 9*351170 - Sergio Garcia Granados Revocable Trust; Investment Related - Yes; Key Biscayne, Florida; Real Estate; Trustee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2018; During Business Hours: 0; After Business Hours: 3; Owner/ Trustee. *651880- Rental Property; Investment related: Yes; Coconut Grove, Florida; Rental Property ; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2025; During business hours: 0; After business hours: 4; Business Development/Growth *704662 - Utz Uleu Trading S.A; Investment related: Yes; Guatemala; Rental Property; Employee (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 2; Business Development/Growth,Investor

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-06
• S63 Uniform Securities Agent State Law Examination
  1982-04-14

Other Names

• Sergio Garcia Granados
• Sergio Garcia Granados
• Sergio Garcia Granados
• Granados Sergio Garcia
• Sergio Garciagranados
• Sergio Granados
• Sergio Garcia Granados
• Sergio Garcia Granados
• Sergio Garcia Granados
• Sergio Eduardo Garcia Granados