Stephen Ira Gilberg

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-10-11

NY RA
APPROVED

Since 2024-10-11

Branch Locations

Scarsdale, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Questar Capital Corporation	Minneapolis	MN	01/2007	12/2018
Questar Asset Management	Minneapolis	MN	01/2011	12/2018
American Portfolios Financial Services, Inc.	Holbrook	NY	12/2018	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

01/2007 → 12/2018

Questar Capital Corporation

Minneapolis, MN
01/2011 → 12/2018

Questar Asset Management

Minneapolis, MN
12/2018 → 10/2024

American Portfolios Financial Services, Inc.

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2021-02-18 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY

Other Businesses

1. GILBERG AGENCY INC.ORPORATED POSITION: President/Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 12/01/2006 ADDRESS: 111 BROOK STREET, Ste 223, Scarsdale NY 10583, United States DESCRIPTION: Selling and Servicing Life, Disability and Employee Benefits. 2. GILBERG ORG. POSITION: Secretary. NATURE: Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2008 ADDRESS: 2770 South Ocean Blvd, Palm Beach FL 33480, United States DESCRIPTION: Discussion 1 to 2 times annually. 3. TGA OF PALM BEACH INC. POSITION: Secretary. NATURE: Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 2770 South Ocean Blvd, Palm Beach FL 33480, United States DESCRIPTION: None. 4. MENOWITZ/GRJ. POSITION: Partner/investor. NATURE: Passive real estate investor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2006 ADDRESS: 9131 Queens Blvd, Elmhurst NY 11373, United States DESCRIPTION: None. 5. THE WEALTH PROTECTION ORGANIZATION, INC. INSURANCE, FIXED PRODUCTS. OWNER. START DATE 2009. 40 HOURS DEVOTED PER MONTH, 40 HOURS DURING MARKET HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-05-22

S63 Uniform Securities Agent State Law Examination

1985-05-22

Designations

Chartered Financial Consultant

View on SEC IAPD